Inspector General
Shall the City amend the Charter to create the new position of Inspector General in the Controller’s Office to review and investigate complaints of fraud, waste, and abuse, and give the Controller’s Office additional powers to issue subpoenas and execute search warrants when permitted by State law?
This measure requires 50%+1 affirmative votes to pass.
Digest by the Ballot Simplification Committee
The Way It Is Now:
The Controller is appointed by the Mayor and confirmed by the Board of Supervisors to oversee the City’s financial affairs. The Charter requires the Controller to receive and investigate complaints concerning the quality and delivery of government services, wasteful or inefficient City government practices, misuse of City funds, and improper activities by City officers and employees. The Charter also requires the Controller to monitor the level and effectiveness of services the City provides to its residents.
Other City departments, including the City Attorney, District Attorney and Ethics Commission, have jurisdiction to investigate fraud, abuse and other matters related to public integrity. The Department of Human Resources has jurisdiction to investigate employee misconduct.
The Controller can examine the records of City boards, commissions, officers and departments, but the Controller cannot issue subpoenas to require third parties such as City contractors, permittees or lobbyists to produce records. State law authorizes employees of the Controller’s Office to execute search warrants under certain circumstances, but there is no similar provision in the Charter.
The Charter also establishes a separate department called the Sheriff’s Department Office of Inspector General to investigate complaints involving employees of the Sheriff’s Office. That department is not connected to the Controller’s Office.
The Proposal:
Proposition C would amend the Charter to create a new position of Inspector General in the Controller’s Office to review and investigate complaints of fraud, waste and abuse. The Controller would appoint the Inspector General, subject to the approval of the Mayor and Board of Supervisors. The Controller would supervise and could terminate the Inspector General.
The Inspector General would consult with the Ethics Commission, City Attorney, District Attorney and Department of Human Resources regarding those departments’ investigations involving fraud, waste or abuse. The Inspector General could either refer specific matters to those departments, could investigate those matters in coordination with the relevant department, or could conduct its own investigation. At least twice a year, the Inspector General would be required to issue public reports on its activities and the outcomes of all investigations by other city agencies into matters concerning public integrity.
Proposition C would give the Controller power to issue subpoenas to third parties, including contractors, permittees and lobbyists. It would also allow the Inspector General, the Controller and employees of the Controller’s Office to execute search warrants when permitted by State law.
Under Proposition C, the Sheriff’s Department Office of Inspector General would be renamed the “Office of Sheriff’s Inspector General.”
A "YES" Vote Means: If you vote "yes," you want to create the new position of Inspector General in the Controller’s Office to review and investigate complaints of fraud, waste and abuse, and grant the Controller’s Office the power to issue subpoenas and execute search warrants when permitted by State law.
A "NO" Vote Means: If you vote "no," you do not want to make these changes.
Controller's Statement on "C"
City Controller Greg Wagner has issued the following statement on the fiscal impact of Proposition C:
Should the proposed Charter amendment be approved by the voters, in my opinion, it would have a moderate impact on the cost of government – ranging from $725,000 to $775,000 annually plus additional investigative legal support that is likely to vary year to year depending on need.
The proposed Charter amendment would establish the position of Inspector General within the Controller’s Office and expand the Controller’s investigative powers. The Inspector General’s functions will be funded through the City Services Auditor’s existing Charter-mandated set-aside of two-tenths of one percent of the City’s overall budget. By redirecting existing funding to the new duties of the Inspector General, the amendment may reduce resources that would otherwise be available for alternative activities by the City Services Auditor to monitor the level and effectiveness of City services.
The amendment also expands the Controller’s authority to subpoena witnesses, compel the production of evidence and execute search warrants to the extent permitted by State law. It also expands the scope of whistleblower complaints the Controller can receive to include those doing business with the City.
The proposed amendment would cost approximately $725,000 to $775,000 annually for an Inspector General and two staff positions within the City Services Auditor. Additionally, one-time office setup costs may cost between approximately $125,000 and $175,000. This cost does not include the cost for search warrants and subpoenas. For context, executing a subpoena may cost between $1,000 and $20,000 per subpoena depending on whether litigation is required to enforce the subpoena. Preparing a search warrant may cost between $9,000 and $20,000 per search warrant. To the extent the proposed amendment results in an increased number of whistleblower complaints, the cost of government may also increase, although at a level that cannot be determined at this time.
Note that the proposed amendment would change the duties of the Controller’s Office, which has prepared this statement.
How "C" Got on the Ballot
On July 23, 2024, the Board of Supervisors voted 11 to 0 to place Proposition C on the ballot. The Supervisors voted as follows:
Yes: Chan, Dorsey, Engardio, Mandelman, Melgar, Peskin, Preston, Ronen, Safai, Stefani, Walton.
No: None.
The above statement is an impartial analysis of this measure. Arguments for and against this measure immediately follow. The full text can be found under Legal Text. Some of the words used in the ballot digest are explained in Words You Need to Know.
Arguments are the opinions of the authors and have not been checked for accuracy by any official agency. Arguments are printed as submitted. Spelling and grammatical errors have not been corrected.
Proponent’s Argument in Favor of Proposition C
For Effective & Accountable Government, Vote Yes on C
In the past decades, the FBI has led the way in uncovering San Francisco’s corruption, leading to more than two dozen arrests, indictments, and convictions of top department heads, elected officials, non-profit leaders and corporate lobbyists. Yet this may just be the tip of the iceberg.
To create a more effective, accountable government, voters can approve the Inspector General Charter Amendment. This will establish our own Inspector General with the power to investigate and bring to justice complaints of waste, fraud, and abuse.
And since it will be part of the Controller’s Office, no new taxes will be needed to fund the Office.
Powers of the Inspector General
- Established in the Controller’s Office which manages city government’s finances
- Charged with investigating waste, fraud and abuse, and any other matters regarding public integrity
- Empowered to subpoena all city records as well as third parties including contractors, permittees and lobbyists
- Coordinated with existing enforcement agencies including District Attorney, City Attorney and Ethics Commission
Investigations to be conducted by the Inspector General:
- Misuse of taxpayer funds by city officials, city-funded non-profits, and third parties
- Pay-to-play political favoritism where elected officials grant illegal favors to large campaign contributors
- Political intimidation and retaliation which prevents corrupt activity from coming to light
- Public integrity violations at every level of government from bottom to top
San Francisco has a chance to join other major American cities who have an Inspector General. Based on the arrests over the last few years, we need one.
Please join us and vote Yes on C..
Board of Supervisors President Aaron Peskin
Supervisor Connie Chan
Supervisor Catherine Stefani
Supervisor Joel Engardio
Supervisor Dean Preston
Supervisor Matt Dorsey
Supervisor Myrna Melgar
Supervisor Rafael Mandelman
Supervisor Hillary Ronen
Supervisor Shamann Walton
Supervisor Ahsha Safai
Rebuttal to Proponent’s Argument in Favor of Proposition C
The Board of Supervisors says Proposition C will clean up City Hall.
Don't be misled. Proposition C grows the untethered bureaucracy blind to a simple truth: a fish rots from the head down.
An "Inspector General" doesn't bring accountability, Proposition C grants power that needn't answer to voters. It's undemocratic, even dangerous.
San Francisco citizens want senior government officials who take responsibility! Mayor London Breed, District Attorney Brooke Jenkins, and City Attorney David Chiu—or better yet, new leaders this November.
Why aren't the Supervisors calling out failed enforcement by the Mayor, District Attorney and City Attorney? Don't forget, we could have voted them all out last year, but the Supervisors canceled the election!
Proposition C will cost at least $750,000 annually, a million with legal and enforcement costs. That means fewer critical city services.
Vote NO on Proposition C.
Demand our leaders take personal responsibility for our city's integrity.
Larry Marso, Esq.
Opponent's Argument Against Proposition C
Proposition C is a power grab disguised as reform. The charter amendment installs an unelected Inspector General in the Controller's Office to "investigate corruption." But let's be clear—this is more bureaucracy.
San Francisco doesn't need unelected officials with unchecked power. We need accountability from leaders we already have: Mayor London Breed, District Attorney Brooke Jenkins, and City Attorney David Chiu—or democratically elected replacements—not a figurehead who doesn't answer to voters.
Sadly, under current leadership, we've needed the FBI. So vote them out!
Why trust some new official to solve our problems? San Francisco has a long history of corruption scandals, another bureaucrat won't fix that. What's needed is fresh faces in elected office, transparency and accountability.
We've seen these "reforms" before. They promise to clean up City Hall, yet the problems deepen. This is more of the same—a distraction from the real work of holding civil servants accountable.
Vote NO on Proposition C.
Larry Marso
Mr. Marso is a technology executive, M&A advisor and attorney. A staunch advocate for fiscal responsibility, he authored a ballot measure to regulate San Francisco navigation/linkage centers, has fought corruption and fraud in our political parties and nonprofits, and as a member and former executive of the local Republican Party committee, has offered principled opposition.
Stop the Big Fraud on San Francisco voters! visit: https://bigfraud.com
Larry S. Marso
Rebuttal to Opponent’s Argument Against Proposition C
Voting Yes on C gives San Francisco the opportunity to join other major American cities like New York and Chicago who have successfully established an Inspector General. Based on the corruption over the last decades, we need one.
Here are some of the benefits of the Inspector General that opponents ignore:
Politically Independent: By putting the Inspector General in the Controller's Office, it is protected from political interference by those who are politically powerful and might be under investigation.
Fiscally Responsible: Yes on C provides money for the Inspector General from a fund set aside for the Controller, which means there doesn't need to be any additional funds budgeted for this effort.
Empowered to take on fraud, waste and corruption: The Controller's Office currently conducts audits and answers the whistleblower hotline. The Inspector General will be enabled to subpoena records of contractors, nonprofits and third-parties who do business with the city.
If you are tired of hearing about new scandals involving misuse of taxpayer funds, pay-to-play political favoritism, political intimidation and retaliation, and public integrity violations, now is your chance to take action.
Please vote Yes on C to give San Francisco the tool many other major cities have to create more effective and accountable government.
Please join us and vote Yes on C.
Board of Supervisors President Aaron Peskin
Supervisor Connie Chan
Supervisor Catherine Stefani
Supervisor Joel Engardio
Supervisor Dean Preston
Supervisor Matt Dorsey
Supervisor Myrna Melgar
Supervisor Rafael Mandelman
Supervisor Hillary Ronen
Supervisor Shamann Walton
Supervisor Ahsha Safai
Paid Arguments in Favor of Proposition C
1
Prop C: CUT OUT THE CORRUPTION
Since 1999 more than two dozen San Francisco City employees, officials, and contractors have been arrested and criminally charged for corruption in City business or taking bribes -including two department heads in charge of Public Works and Public Utilities!
This longtime Culture of Corruption in our City Hall was exposed thanks only to federal prosecutors.
Why is this?
Because San Francisco is one of the few major American cities without its own Inspector General dedicated to investigating questionable City activities and rooting out civic corruption. Let's finally make sure that really gets done from now on!
YES ON C, LETS CLEAN UP CITY HALL AT LONG LAST!
Build Affordable Faster California
John Elberling
Peter Stevens
The true source(s) of funds for the printing fee of this argument: Tenants and Owners Development Corporation.
2
Yes on C for a San Francisco government you can trust
I served as the City Controller for seventeen years. During that time we created the City Services Auditor division and started the City's whistleblower hotline. But those kinds of controls haven't been good enough to stop the recent fraud that has been found by the FBI and US Attorney. Prop C would give the Controller an Inspector General with the authority to find and root out corruption in City government and with people who do business with the City. By putting it in the independent Controller's Office it protects it from political interference. It also provides money for this work from a fund set aside for the Controller which means there does not need to be any additional funds budgeted for this effort. I urge your support.
Vote Yes on Prop C
Ed Harrington, Former City Controller
The true source(s) of funds for the printing fee of this argument: Real Reform, Yes on C, No on D, Yes on E, a coalition of small businesses, neighbors, and Aaron Peskin.
The three largest contributors to the true source recipient committee: 1. Douglas Engmann, 2. Robert Anderson, 3. Christin Evans.
3
Yes on C to combat corruption
Establishing an Inspector General is essential in rooting out corruption and restoring public trust in City Hall. Until now, the FBI has uncovered and arrested dozens of elected officials, department heads, contractors, and nonprofits. Yes on C will create an Inspector General with the authority to investigate waste, fraud, and abuse, and dismantle the entrenched systems of pay to play favoritism and intimidation.
San Franciscans have the chance to take a decisive step in cleaning up our government and creating one that is transparent, accountable, and truly serves the people of San Francisco. Vote Yes on C!
Assemblymember Phil Ting
Former Mayor Art Agnos
Former State Senator Mark Leno
Former Assemblymember Tom Ammiano
Bruce Wolfe Member of the Sunshine Task Force*
Former President Ethics Commissioner Paul Melbostad
*For identification purposes only; author is signing as an individual and not on behalf of an organization.
The true source(s) of funds for the printing fee of this argument: Real Reform, Yes on C, No on D, Yes on E, a coalition of small businesses, neighbors, and Aaron Peskin.
The three largest contributors to the true source recipient committee: 1. Douglas Engmann, 2. Robert Anderson, 3. Christin Evans.
4
Vote Yes on C, the smart choice for ensuring fairness and justice in government
Housed within the Controller's Office, the Inspector General will coordinate with existing enforcement agencies including the District Attorney, City Attorney, and Ethics Commission to investigate fraud, waste, and abuse. As an independent watchdog, the Inspector General will hold our government to the highest standard of public integrity and ensure that no one is above the law. Vote Yes on C!
Judge Ellen Chaitin (ret)
Judge Julie Tang (ret)
The true source(s) of funds for the printing fee of this argument: Real Reform, Yes on C, No on D, Yes on E, a coalition of small businesses, neighbors, and Aaron Peskin.
The three largest contributors to the true source recipient committee: 1. Douglas Engmann, 2. Robert Anderson, 3. Christin Evans.
5
Democratic leaders say Yes on C
As a proudly Democratic city in this political moment, we've seen how unethical behavior and corruption can erode the foundations of democracy. It is more important than ever to commit to our values of government accountability on every level.
Voting Yes on C to establish an Inspector General with the authority to investigate abuse, waste, and fraud will safeguard our city from corruption, and set a national example of our San Francisco values Vote Yes on C!
Former Mayor Art Agnos
Former Assemblymember Tom Ammiano
BART Board Director Bevan Dufty
Former Supervisor Norman Yee
Former Supervisor John Avalos
Former Supervisor Sophie Maxwell
Former Supervisor Sandra Fewer
San Francisco Tenants Union
Affordable Housing Alliance
The true source(s) of funds for the printing fee of this argument: Real Reform, Yes on C, No on D, Yes on E, a coalition of small businesses, neighbors, and Aaron Peskin.
The three largest contributors to the true source recipient committee: 1. Douglas Engmann, 2. Robert Anderson, 3. Christin Evans.
6
Establishing an Inspector General will ensure City Hall serves our communities with integrity and transparency. Mismanagement of city funds and favoritism have a direct impact on our organizations.
Voting Yes on C establishes a clear process for investigating corruption and restoring the public's trust in government. Vote on C!
Haight Ashbury Neighborhood Council
Coalition for San Francisco Neighbors
Telegraph Hill Dwellers
The true source(s) of funds for the printing fee of this argument: Real Reform, Yes on C, No on D, Yes on E, a coalition of small business, neighbors, and Aaron Peskin.
The three largest contributors to the true source recipient committee: 1. Douglas Engmann, 2. Robert Anderson, 3. Christin Evans.
Paid Arguments Against Proposition C
1
All of the powers afforded to the Inspector General under this proposition already exist within San Francisco government. The Controller's Office includes a City Services Auditor responsible for performance, financial, and compliance auditing. The Board of Supervisors can issue subpoenas, the District Attorney can pursue criminal indictments, the City Attorney can file civil suits, and the Ethics Commission, Civil Grand Jury, and more than 100 other commissions and committees possess oversight powers, too.
Each of these has failed to meaningfully reduce corruption because they either have other priorities or, worse, they are not independent. Proposition C replicates this fatal flaw, mandating that the Inspector General's appointment be approved by the Mayor and the Board of Supervisors — the very same officials whose performance should be at the top of any list of targets ripe for an audit. This conflict of interest would and should undermine any trust voters might have in the Inspector General, who is liable to become a mere political attack dog for whichever faction holds momentary sway at City Hall. Voters deserve better — a professional, empowered, and independent oversight official who answers to them, not to politicians, as described here:
https://www.sfgate.com/politics-op-eds/article/how-to-fix-sf-government-17430726.php.
Vote No on Proposition C.
Jay Donde - President, The Briones Society*
*For identification purposes only; author is signing as an individual and not on behalf of an organization.
The true source(s) of funds for the printing fee of this argument: Jay Donde, Bill Jackson, Nicholas Berg.
Legal Text
Describing and setting forth a proposal to the voters at an election to be held on November 5, 2024, to amend the Charter of the City and County of San Francisco to establish the position of Inspector General in the Controller’s Office; to provide that the Inspector General be nominated by the Controller subject to approval by the Board of Supervisors and the Mayor; to authorize the Inspector General to initiate and lead investigations regarding potential violations of laws or policies involving fraud, waste, or abuse; to expand the authority of the Controller’s Office to issue subpoenas; and to authorize the Controller’s Office to execute search warrants to the extent permitted by State law.
Section 1. The Board of Supervisors hereby submits to the qualified voters of the City and County, at an election to be held on November 5, 2024, a proposal to amend the Charter of the City and County by revising Sections 3.105, 4.137, 10.104, F1.106, F1.107, F1.110, and F1.113, and deleting Section F1.114, to read as follows:
NOTE: Unchanged Charter text and uncodified text are in plain font.
Additions are single-underline italics Times New Roman font.
Deletions are strike-through italics Times New Roman font.
Asterisks (* * * *) indicate the omission of unchanged Charter subsections.
SEC. 3.105. CONTROLLER; CITY SERVICES AUDITOR; INSPECTOR GENERAL.
(a) The Mayor shall appoint or reappoint a Controller for a ten-year term, subject to confirmation by the Board of Supervisors. The Controller may only be removed by the Mayor for cause, with the concurrence of the Board of Supervisors by a two-thirds vote.
(b) The Controller shall be responsible for the timely accounting, disbursement, or other disposition of monies of the City and County in accordance with sound financial practices applicable to municipalities and counties. The Controller shall have the power and duties of a County auditor, except as otherwise provided in this Charter. The Controller shall have authority to audit the accounts and operations of all boards, commissions, officers, and departments to evaluate their effectiveness and efficiency. The Controller may require periodic or special reports of departmental operations, contracts, revenues, and expenditures, and shall have access to, and authority to, examine all documents, records, books, and other property of any board, commission, officer, or department. Further, the Controller may subpoena witnesses, administer oaths, and compel the production of books, papers, testimony, and other evidence with respect to matters affecting the conduct of any department or office of the City and County. The preceding sentence authorizes the Controller to compel testimony or production from any person or entity including but not limited to City and County officers and employees; persons or entities that have or are seeking a contract, grant, lease, loan, or other agreement with the City and County, and their employees or officers; applicants for or recipients of permits, licenses, land use entitlements, tax incentives, benefits, or services from the City and County, and their employees or officers; and registered City lobbyists. The Controller and employees of the Controller, including the Inspector General, may seek and execute search warrants to the extent permitted by State law.
(c) The Controller shall also serve as City Services Auditor for the City and County. As City Services Auditor, the Controller shall be responsible for monitoring the level and effectiveness of services rendered by the City to its residents, as set forth in Appendix F to this Charter.
(d) Should the Controller determine at any time during the fiscal year that the revenues of the General Fund, or any special, sequestered, or other fund are insufficient or appear to be insufficient to support the remaining anticipated expenditure from that fund for the fiscal year for any department, function, or program, the Controller shall reduce or reserve all or a portion of the expenditure appropriation until such time as the Controller determines that the anticipated revenues for the remainder of that fiscal year are sufficient to support the level of expenditure anticipated for the remainder of the fiscal year. Whenever the Controller makes a reduction or reservation, the Controller shall so inform the Mayor and Board of Supervisors within 24 hours.
(e) The Controller shall exercise general supervision over the accounts of all officers, commissions, boards, and employees of the City and County charged in any manner with the receipt, collection, or disbursement of City and County funds or other funds, in their capacity as City and County officials or employees. The Controller shall establish accounting records, procedures, and internal controls with respect to all financial transactions of the City and County. Such records, procedures, and controls shall permit the financial statements of the City and County to be prepared in conformity with generally accepted accounting principles applicable to municipalities and counties.
(f) The Controller shall within 150 days of the end of each fiscal year prepare an annual report of the financial condition of the City and County. Such annual report shall be prepared in accordance with generally accepted accounting principles. The annual report shall contain such information and disclosures as shall be necessary to present to the public a full and understandable report of all City and County financial activity.
(g) The Controller shall prepare an impartial financial analysis of each City and County ballot measure which shall include the amount of any increase or decrease in the cost of government of the City and County and its effect upon the cost of government. Such analysis shall be issued in sufficient time to permit inclusion in the voters’ information pamphlet.
(h) The Controller shall issue from time to time such periodic or special financial reports as may be requested by the Mayor or Board of Supervisors.
(i) All disbursements of funds in the custody of the Treasurer must be authorized by the Controller. No officer or employee shall bind the City and County to expend money unless there is a written contract or other instrument and unless the Controller shall certify that sufficient unencumbered balances are available in the proper fund to meet the payments under such contract or other obligation as these become due, or that the Controllerhe or she expects sufficient unencumbered balances to be available in the proper fund during the course of the budgetary cycle to meet the payments as they become due.
(j) The Controller’s Office shall include an Inspector General whose responsibilities shall include reviewing complaints, leading and coordinating investigations, and collaborating with the City Services Auditor on audits, inspections, and monitoring, all with the purpose of preventing and detecting fraud, waste, and abuse.
(1) The Controller shall appoint the Inspector General, subject to approval by the Mayor and confirmation by the Board of Supervisors. The Controller may terminate the Inspector General in the Controller’s discretion. The Inspector General shall be exempt from civil service selection, appointment, and removal procedures.
(2) The Inspector General shall initiate and lead investigations regarding potential violations of laws or policies involving fraud, waste, or abuse. The Inspector General shall coordinate with employees in the Controller’s Office investigating whistleblower and citizen complaints under Section F1.107, and the Controller may assign the Inspector General to supervise those employees and/or employees supporting investigation work in the City Services Audit Unit under Section F1.101.
(3) The Inspector General shall consult regularly, individually or jointly as circumstances warrant, with the Ethics Commission, City Attorney, District Attorney, and/or Department of Human Resources to coordinate the departments’ investigative strategies in matters involving fraud, waste, or abuse to the extent feasible. The Inspector General shall refer investigations that the Inspector General has initiated or complaints that the Inspector General has received to the Ethics Commission, City Attorney, or District Attorney as provided in Section F1.107. After receiving such a referral, the Ethics Commission, City Attorney, and District Attorney shall report quarterly to the Inspector General on the progress of the investigation, and shall report to the Inspector General at the conclusion of the investigation, to the extent providing such reports would not compromise the investigation. These reports shall be considered confidential information to the extent permitted by state law.
(4) The Inspector General may hold public hearings regarding fraud, waste, or abuse.
(5) The Inspector General shall submit a public report at least twice each calendar year to the Mayor and Board of Supervisors regarding the Inspector General’s activities and the outcomes of other City agencies’ public integrity investigations to the extent those activities and outcomes are not confidential under federal, State, or local law. In these reports or at any other time, the Inspector General may make recommendations to the Mayor, Board of Supervisors, and City and County agencies regarding City ordinances, rules, regulations, or policies that impact public integrity in City government.
(6) In carrying out the objectives set forth in this Section 3.105, the Inspector General shall receive prompt and full cooperation and assistance from all departments, officers, and employees of the City and County.
SEC. 4.137. SHERIFF’S DEPARTMENT OVERSIGHT.
* * * *
(b) SDOB Powers and Duties. The SDOB shall:
(1) Appoint, and may remove, the Sheriff’s Inspector General in the Sheriff’s Department Office of Sheriff’s Inspector General (“OSIG”), established in subsection (d).
(2) Evaluate the work of the OSIG, and may review the Sheriff’s Inspector General’s individual work performance.
(3) Compile, evaluate, and recommend law enforcement custodial and patrol best practices.
(4) Conduct community outreach and receive community input regarding SFSD operations and jail conditions, by holding public meetings and soliciting input from persons incarcerated in the City and County.
(5) Prepare and submit a quarterly report to the Sheriff and Board of Supervisors regarding the SDOB evaluations and outreach, and OSIG reports submitted to SDOB.
(6) By March 1 of each year, prepare and present to the Board of Supervisors or a committee designated by the President of the Board, an annual report that includes a summary of SDOB evaluations and outreach, and OSIG reports submitted to SDOB, for the prior calendar year.
(c) In performing its duties, the SDOB may hold hearings, issue subpoenas to witnesses to appear and for the production of evidence, administer oaths, and take testimony.
(d) Establishment of Office of Sheriff’s Inspector General. There is hereby established the Sheriff’s Department Office of Sheriff’s Inspector General (“OSIG”), which shall be a department under the SDOB, and separate from the Sheriff’s Department. The OSIG shall be headed by the Sheriff’s Inspector General, appointed by the SDOB as set forth in subsection (b)(1). The Sheriff’s Inspector General shall be exempt from civil service selection, appointment, and removal procedures.
(e) OSIG Powers and Duties. The OSIG shall:
(1) Receive, review, and investigate complaints against SFSD employees and SFSD contractors; provided, however, that the OSIG shall refer complaints alleging criminal misconduct to the District Attorney, and refer complaints alleging violations of ethics laws to the Ethics Commission.
(2) Investigate the death of any individual in the custody of the SFSD. The OSIG shall refer evidence of criminal misconduct regarding any death in custody to the District Attorney. Notwithstanding such a referral, the OSIG may continue to investigate a death in custody unless OSIG’s investigation will interfere with a criminal investigation conducted by the District Attorney, or any law enforcement agency to which the District Attorney may refer the evidence of criminal misconduct.
(3) Recommend disciplinary action to the Sheriff where, following an investigation pursuant to subsection (e)(1) or (e)(2), the OSIG determines that an employee’s actions or omissions violated law or SFSD policy; provide notice of and a copy of the recommendation, the reasons for the recommendation, and supporting records, to the extent permitted by State or federal law, to the employee; and make available to the public any records and information regarding OSIG’s disciplinary recommendations to the extent permitted by State or federal law.
(4) Develop and recommend to the Sheriff an SFSD use of force policy and a comprehensive internal review process for all use of force and critical incidents.
(5) Prepare and submit a quarterly report to the Sheriff and the SDOB regarding OSIG investigations that includes the number and type of complaints under subsection (e)(1) filed; trend analysis; the outcome of the complaints; any determination that the acts or omissions of an employee or contractor, in connection with the subject matter of a complaint under subsection (e)(1), or a death in custody under subsection (e)(2), violated law or SFSD policy; the OSIG’s recommendations, if any, for discipline; the outcome of any discipline recommendations; and the OSIG’s policy recommendations under subsection (e)(4).
(6) Monitor SFSD operations, including the provision of services to incarcerated individuals, through audits and investigations, to ensure compliance with applicable laws and policies.
(f) In performing its duties, the OSIG may hold hearings, issue subpoenas to witnesses to appear and for the production of evidence, administer oaths, and take testimony. The OSIG also may request and the Sheriff shall require the testimony or attendance of any employee of the SFSD.
(g) Cooperation and Assistance from City Departments. In carrying out their duties, the SDOB and OSIG shall receive prompt and full cooperation and assistance from all City departments, officers, and employees, including the Sheriff and SFSD and its employees, which shall, unless prohibited by State or federal law, promptly produce all records and information requested by the SDOB or OSIG, including but not limited to (1) personnel and disciplinary records of SFSD employees, (2) SFSD criminal investigative files, (3) health information pertaining to incarcerated individuals,; and (4) all records and databases to which the SFSD has access, regardless of whether those records pertain to a particular complaint or incident. The Sheriff also shall, unless prohibited by State or federal law, allow the OSIG unrestricted and unescorted access to all facilities, including the jails. The SDOB and OSIG shall maintain the confidentiality of any records and information it receives or accesses to the extent required by local, State, or federal law governing such records or information.
In carrying out their duties, the SDOB and OSIG shall cooperate and collaborate with organizations that contract with SFSD to provide legal services to incarcerated individuals.
(h) Budget and Staffing. Subject to the fiscal, budgetary, and civil service provisions of the Charter, the OSIG staff shall include no fewer than one investigator for every 100 sworn SFSD employees. No SDOB or OSIG staff, including the Sheriff’s Inspector General, shall have been employed previously by a law enforcement agency or a labor organization representing law enforcement employees.
(i) Nothing in this Section 4.137 shall prohibit, limit, or otherwise restrict the Sheriff or the Sheriff’s designee from investigating the conduct of an employee or contractor of the SFSD, or taking disciplinary or corrective action permitted by City or State law.
(j) Nothing in this Section 4.137, including but not limited to subsections (f) and (g), is intended to or shall be interpreted to abrogate, interfere with, or obstruct the independent and constitutionally and statutorily designated duties of the Sheriff, including the Sheriff’s duty to investigate citizens’ complaints against SFSD personnel and the duty to operate and manage the jails, the California Attorney General’s constitutional and statutory responsibility to oversee the Sheriff, or other applicable State law. In carrying out their duties, the SDOB and OSIG shall cooperate and coordinate with the Sheriff so that the Sheriff, the SDOB, and the OSIG may properly discharge their respective responsibilities.
SEC. 10.104. EXCLUSIONS FROM CIVIL SERVICE APPOINTMENT.
All employees of the City and County shall be appointed through competitive examination unless exempted by this Charter. The following positions shall be exempt from competitive civil service selection, appointment, and removal procedures, and the person serving in the position shall serve at the pleasure of the appointing authority:
* * * *
14. The law librarian, assistant law librarians, bookbinder of the Law Library, purchaser, curators, Assistant Sheriff, Deputy Port Director, Chief of the Bureau of Maritime Affairs, Director of Administration and Finance of the Port, Port Sales Manager, Port Traffic Manager, Chief Wharfinger, Port Commercial Property Manager, Actuary of the San Francisco Employee's’ Retirement System, Director of the Zoo, Chief Veterinarian of the Zoo, Director of the Arboretum and Botanical Garden, Director of Employee Relations, Health Service Administrator, Executive Assistant to the Human Services Director, Inspector General in the Controller’s Office, and any other positions designated as exempt under the 1932 Charter, as amended;
* * * *
F1.106. OVERSIGHT OF CONTRACTING PROCEDURES.
The Controller shall have the duty to perform regular oversight of the City’s contracting procedures, including developing model criteria and terms for City Requests for Proposals (RFPs), and auditing compliance with City contracting rules and procedures., and, wWhere appropriate, the Inspector General shall investigateing cases of alleged abuse or conflict of interest. Nothing in this Section shall be construed to alter the existing jurisdiction of City departments and agencies with respect to contracting. Should the Controller Inspector General find that there has been an abuse or conflict of interest, he or she the Inspector General shall refer that finding to the Ethics Commission, the District Attorney, and the City Attorney for possible enforcement action. Nothing in this Section F1.106 shall be construed to alter the existing jurisdiction of City departments and agencies with respect to contracting.
F1.107. CITIZENS’ COMPLAINTS; WHISTLEBLOWERS.
(a) The Controller shall have the authority to receive individual complaints concerning the quality and delivery of government services;, wasteful and inefficient City government practices;, misuse of City government funds;, and improper activities by City government officers and employees, by persons or entities that have or are seeking a contract, grant, lease, loan, or other agreement with the City and County, and their employees or officers; by applicants for or recipients of permits, licenses, land use entitlements, tax incentives, benefits, or services from the City and County, and their employees or officers; or by registered City lobbyists. When appropriate, the Controller shall investigate and otherwise attempt to resolve such individual complaints except for those which:
(1) another City agency is required by federal, state, or local law to adjudicate,
(2) may be resolved through a grievance mechanism established by collective bargaining agreement or contract, or
(3) involve allegations of conduct which may constitute a violation of criminal law, or
(4) are subject to an existing, ongoing investigation by the District Attorney, the City Attorney, or the Ethics Commission, where either official or the Commission states in writing that investigation by the Controller would substantially impede or delay his, her, or its their own investigation of the matter.
If the Controller receives a complaint described in items (1), (2), or (3), or (4) of this subsection (a)paragraph, the Controller shall advise the complainant of the appropriate procedure for the resolution of such complaint.
(b) If the Controller receives a complaint alleging conduct that may constitute a violation of criminal law or a governmental ethics law, the Inspector General shall review the complaint and decide whether to initiate an investigation. Thereafter, the Inspector General he or she shall promptly refer the complaints regarding criminal conduct to the District Attorney or other appropriate law enforcement agency and shall refer complaints regarding violations of governmental ethics laws to the Ethics Commission and the City Attorney. After referring a complaint to the District Attorney, Ethics Commission, or City Attorney, the Inspector General may investigate the matter in coordination with the department receiving the complaint. The Inspector General may decline to refer a complaint to the District Attorney, Ethics Commission, or City Attorney if the complaint relates to the conduct of that agency. In that circumstance, the Inspector General may refer the complaint to another City, State, or federal agency with jurisdiction over the matter. Nothing in this Section F1.107 shall preclude the Controller from investigating whether any alleged criminal conduct also violates any civil or administrative law, statute, ordinance, or regulation.
(c) Notwithstanding any provision of this Charter, including, but not limited to Section C3.699-11, or any ordinance or regulation of the City and County of San Francisco, the Controller shall administer a whistleblower and citizen complaint hotline telephone number and website and publicize the hotline and website through press releases, public advertising, and communications to City employees. The Controller shall receive and track calls and emails related to complaints about the quality and delivery of government services, wasteful and inefficient City government practices, misuse of government funds and improper activities by City government officials, employees and contractors and shall route these complaints to the appropriate agency subject to subsection (a) of this Section F1.107. The Board of Supervisors shall enact and maintain an ordinance protecting the confidentiality of whistleblowers, and protecting City officers and employees from retaliation for filing a complaint with, or providing information to, the Controller, Ethics Commission, District Attorney, City Attorney or a City department or commission about improper government activity by City officers and employees. The City may incorporate all whistleblower functions set forth in this Charter or by ordinances into a unified City call center, switchboard, or information number at a later time, provided the supervision of the whistleblower function remains with the Controller and its responsibilities and function continue unabridged.
F1.110. ACCESS TO RECORDS; PRELIMINARY REPORTS.
(a) The Controller shall have timely access to all records and documents the Controller deems necessary to complete the inquiries and reviews required by this Appendix F. If a City officer, employee, agency, department, or commission, or agency does not comply with the Controller's request for such records and documents, the Controller may issue a subpoena consistent with the Controller’s authority under Section 3.105(b). The provisions of this subdivision Section F1.110 shall not apply to those records and documents of City agencies for which a claim of privilege has been properly and appropriately raised, or which are prepared or maintained by the City Attorney, the District Attorney, or the Ethics Commission for use in any investigation authorized by federal, state, law or local law.
(b) Notwithstanding any other provision of this Charter, or any ordinance or regulation of the City and County of San Francisco, and except to the extent required by state or federal law, all drafts, notes, preliminary reports of Controller's benchmark studies, audits, investigations, and other reports shall be confidential.
F1.113. CONTROLLER'S AUDIT FUND.
Notwithstanding any other provision of this Charter, the Mayor and Board of Supervisors shall be required to budget an amount equal to at least two-tenths of one percent (0.2%) of the City's overall budget, apportioned by fund and excluding bond related debt, to implement this Appendix F and to support the staffing and operations of the Inspector Generalprovision. This amount shall be referred to as the Controller's Audit Fund, and shall be used exclusively to implement the duties and requirements of this Appendix F and to support the staffing and operations of the Inspector General, and shall not be used to displace funding for the non-audit related functions of the Controller's Office existing prior to the date this provision is enacted November 4, 2003. If the funds are not expended or encumbered by the end of the fiscal year, the balance in the fund shall revert to the General Fund or the enterprise funds where it originated.
F1.114. OPERATIVE DATE; SEVERABILITY.
(a) This charter amendment shall be operative on July 1, 2004. This amendment shall not affect the term or tenure of the incumbent Controller.
(b) If any section, subsection, provision or part of this charter amendment or its application to any person or circumstances is held to be unconstitutional or invalid, the remainder of the amendment, and the application of such provision to other persons or circumstances, shall not be affected.